Securities Resource Links

United States Securities and Exchange Commission
The SEC aims to protect investors and maintain the integrity of the securities markets.

SEC Filings and Forms
EDGAR provides free public access to registration statements, reports and other forms electronically filed with the SEC.

Federal Securities Laws
This page of the SEC website provides links to the federal laws that govern the securities industry.

United States Small Business Administration
The SBA aids, counsels, assists and protects the interests of small businesses. This site provides information on starting, financing and managing a business.

Small Business Startup Guide
Small business startup guide provided by the SBA.

American Association of Individual Investors
Provides investment information for investors.

American Stock Exchange
A comprehensive resource for investors and issuers seeking to explore the Amex. This site includes information about investing and listing with Amex, as well as news and links.

NASDAQ
Tools and information about NASDAQ and companies traded on the exchange.

New York Stock Exchange
Tools and information about the NYSE and companies traded on the exchange.

Financial Industry Regulatory Authority
FINRA is the largest non-governmental regulator for all securities firms doing business in the United States. It was created in July 2007 by consolidating NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange.

Copyright ©2009 FindLaw, a Thomson Business

DISCLAIMER: This site and any information contained herein are intended for informational purposes only and should not be construed as legal advice. Seek competent legal counsel for advice on any legal matter.

Return to Main